Audit Expert, AML & Compliance / Audit Expertess, AML & Compliance

Your Role

Are you a sharp evaluator of risk? Can you investigate complex situations and propose effective solutions? We are seeking an Audit Expert who can:

• Drive or work as a team member on audits, including thematic and front-to-back reviews.
• Identify and evaluate the design and operating effectiveness of controls in the areas of AML and Trade Surveillance.
• Provide practical, innovative, and value-added solutions to issues identified.
• Draft audit findings for UBS senior management and monitor the progress of remediation.
• Contribute to the continuous risk assessment process, including reviewing the risk profile and developments in AML and Trade Surveillance.
• Build and continuously maintain sufficient knowledge of the organizational and governance structure, products and processes, legal and regulatory requirements, while developing professional skills and experience for effective mandate execution.

Your Team

You will be part of the AML and Compliance Monitoring, Surveillance, and Testing audit team in Switzerland, focusing on AML and Market Conduct aspects. GIA is an independent function that supports UBS in achieving its strategic, operational, financial, and compliance objectives. We accomplish this by assessing key processes as well as governance, risk management, and the control environment within all business divisions and Corporate Center functions globally. Our independence in this work allows us to report directly to the Chairman of the Board of Directors and the Audit Committee.

Your Expertise

• Fluent in Mandarin (written and spoken).
• Degree in accountancy or finance.
• Chartered accountant certification.
• Certified Anti-Money Laundering Specialist (CAMS) designation.
• Minimum of 10 years of experience in audit or internal audit functions within the financial services industry.
• Excellent analytical skills with the ability to identify key risks across various transaction processes and critically assess information.
• Extensive experience in compliance, financial crime, conduct, and operational risks.
• Comprehensive knowledge of the regulatory environment governing UBS operations.
• Strong communication and networking abilities to collaborate effectively with internal and external stakeholders.

Join Us

At UBS, we understand that our success is driven by our people, with their diverse skills, experiences, and backgrounds. We’re committed to fostering a culture dedicated to our craft and passionate about putting our people first. Here, you will encounter new challenges, a supportive team environment, opportunities for growth, and flexible working arrangements whenever possible. Our inclusive culture is designed to bring out the best in our employees, regardless of where they are in their career journey. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Together, we achieve more.

Apply online using the form below. Please note that only applications matching the job profile will be considered.